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Regulatory Reporting and Returns for Financial Institutions

Builds the practical skills needed to prepare accurate and timely regulatory returns for banks, insurers and other supervised entities. Delegates learn how prudential and conduct returns are structured, how source data is validated, and how reporting controls prevent restatements and regulatory penalties. Examples reflect returns submitted to reserve banks and financial regulators across the continent.

What you will be able to do

  • Explain the purpose and users of prudential and conduct regulatory returns.
  • Trace return line items back to reliable source data.
  • Apply reconciliation and validation controls before submission.
  • Manage reporting calendars, sign off and version control.
  • Respond to regulator queries and resubmission requests.
  • Strengthen the control environment around regulatory reporting.

Course outline

  1. 01The Regulatory Reporting Landscape
  2. 02Structure of Prudential and Conduct Returns
  3. 03Sourcing and Validating Data
  4. 04Reconciliation and Review Controls
  5. 05Reporting Calendars and Sign Off
  6. 06Handling Regulator Queries
  7. 07Preventing Restatements
  8. 08Building a Reporting Control Framework

Who should attend

Regulatory reporting analysts, finance and compliance staff in banks, insurers and microfinance institutions, and managers who sign off statutory returns.

Dates, venues and fees

DatesVenueDaysFeeCalendar
17 to 19 Aug 2026Dar es Salaam3US$1,500
24 to 26 Aug 2026Pretoria3R13,000
31 Aug to 2 Sep 2026Cape Town3R13,000
14 to 16 Sep 2026Online3US$900
21 to 23 Sep 2026Mozambique3US$1,500
28 to 30 Sep 2026Cairo3US$1,500
5 to 7 Oct 2026Accra3US$1,500
12 to 14 Oct 2026Lusaka3US$1,500
19 to 21 Oct 2026Kigali3US$1,500
26 to 28 Oct 2026Nairobi3US$1,500
2 to 4 Nov 2026Durban3R13,000
9 to 11 Nov 2026Johannesburg3R13,000
23 to 25 Nov 2026Mauritius3US$1,500
30 Nov to 2 Dec 2026Dubai3US$1,500
7 to 9 Dec 2026Lagos3US$1,500
14 to 16 Dec 2026Harare3US$1,500
21 to 23 Dec 2026Kampala3US$1,500

Fees are per delegate. South African venues are priced in rand; other locations and online in US dollars. Fees exclude 15% VAT where applicable. Group bookings of three or more delegates from the same organisation qualify for a reduced rate; contact us for a quotation.

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