Regulatory Compliance and Enforcement Response for Business
Prepare compliance, legal and management teams to work constructively with regulators and respond well when inspections, queries or enforcement action arise. The course covers building a compliance obligations map, managing regulator relationships, responding to information requests and handling investigations. Delegates practise a simulated regulator inspection and build a response protocol suited to multi regulator African environments.
What you will be able to do
Map the regulatory obligations and bodies that govern the business.
Build a proactive and cooperative regulator relationship.
Respond to information requests accurately and within deadlines.
Manage inspections and on site visits with the right protocol.
Handle enforcement action, undertakings and remediation orders.
Turn regulatory findings into lasting compliance improvements.
Course outline
01Mapping the Regulatory Landscape
02Building Constructive Regulator Relationships
03Managing Information and Document Requests
04Handling Inspections and On Site Visits
05Responding to Enforcement and Undertakings
06Remediation and Corrective Action
07Learning from Regulatory Findings
Who should attend
This course is designed for compliance managers, legal advisors, risk officers and executives who interact with regulators and manage enforcement matters.
Dates, venues and fees
Dates
Venue
Days
Fee
Calendar
17 to 19 Aug 2026
Dar es Salaam
3
US$1,500
24 to 26 Aug 2026
Pretoria
3
R13,000
31 Aug to 2 Sep 2026
Cape Town
3
R13,000
14 to 16 Sep 2026
Online
3
US$900
21 to 23 Sep 2026
Mozambique
3
US$1,500
28 to 30 Sep 2026
Cairo
3
US$1,500
5 to 7 Oct 2026
Accra
3
US$1,500
12 to 14 Oct 2026
Lusaka
3
US$1,500
19 to 21 Oct 2026
Kigali
3
US$1,500
26 to 28 Oct 2026
Nairobi
3
US$1,500
2 to 4 Nov 2026
Durban
3
R13,000
9 to 11 Nov 2026
Johannesburg
3
R13,000
23 to 25 Nov 2026
Mauritius
3
US$1,500
30 Nov to 2 Dec 2026
Dubai
3
US$1,500
7 to 9 Dec 2026
Lagos
3
US$1,500
14 to 16 Dec 2026
Harare
3
US$1,500
21 to 23 Dec 2026
Kampala
3
US$1,500
Fees are per delegate. South African venues are priced in rand; other locations and online in US dollars. Fees exclude 15% VAT where applicable. Group bookings of three or more delegates from the same organisation qualify for a reduced rate; contact us for a quotation.