Payment Operations, Compliance and Regulatory Risk

Course outline

1. 01The payment operations framework, roles and responsibilities
2. 02Governance structures and payment processing controls
3. 03Operational risk, reconciliation and exception management
4. 04Settlement controls, business continuity and operational resilience
5. 05Practical: payment operations risk assessment
6. 06Regulatory requirements and AML and CFT principles
7. 07Customer due diligence and customer identification
8. 08Transaction monitoring and suspicious transaction indicators
9. 09Sanctions screening, fraud and financial crime, regulatory reporting
10. 10Practical: identifying suspicious payment transactions
11. 11Compliance risk assessment and internal controls
12. 12Audit requirements and regulatory examinations
13. 13Incident management, compliance monitoring and risk indicators
14. 14Reporting, documentation, governance and accountability
15. 15Case study: payment compliance failure
16. 16Practical: developing a payment compliance control framework

Who should attend

Compliance officers, AML and CFT professionals, payment operations personnel, risk managers, banking professionals, regulatory affairs professionals, internal auditors, finance professionals, payment service providers, card operations personnel, fraud and financial crime professionals, legal and governance professionals, and senior managers responsible for payment compliance.

Dates, venues and fees

Fees are per delegate. South African venues are priced in rand; other locations and online in US dollars. Fees exclude 15% VAT where applicable. Group bookings of three or more delegates from the same organisation qualify for a reduced rate; contact us for a quotation.