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Financial Sector Conduct and Banking Regulatory Compliance

Banks and financial institutions across Africa face expanding conduct, prudential and market integrity requirements enforced by increasingly active regulators. This course gives compliance and business teams a working grasp of the regulatory landscape, from fit and proper standards to market conduct and consumer protection. It focuses on building a compliance culture rather than ticking boxes.

What you will be able to do

  • Map the prudential and conduct regulators relevant to the sector.
  • Explain fit and proper, licensing and governance requirements.
  • Apply market conduct and treating customers fairly principles.
  • Build a compliance monitoring and reporting framework.
  • Manage regulatory inspections, findings and remediation.
  • Embed a conduct and compliance culture across the business.

Course outline

  1. 01Financial sector regulatory landscape
  2. 02Prudential and conduct regulation
  3. 03Fit and proper and governance
  4. 04Market conduct and fair treatment
  5. 05Compliance monitoring frameworks
  6. 06Regulatory reporting
  7. 07Inspections and remediation
  8. 08Building a conduct culture

Who should attend

Compliance officers, risk managers, and business and operations staff in banks and financial institutions navigating conduct and prudential regulation.

Dates, venues and fees

DatesVenueDaysFeeCalendar
17 to 19 Aug 2026Mozambique3US$1,500
24 to 26 Aug 2026Cairo3US$1,500
31 Aug to 2 Sep 2026Accra3US$1,500
7 to 9 Sep 2026Lusaka3US$1,500
14 to 16 Sep 2026Kigali3US$1,500
21 to 23 Sep 2026Nairobi3US$1,500
28 to 30 Sep 2026Durban3R13,000
5 to 7 Oct 2026Johannesburg3R13,000
19 to 21 Oct 2026Mauritius3US$1,500
26 to 28 Oct 2026Dubai3US$1,500
2 to 4 Nov 2026Lagos3US$1,500
9 to 11 Nov 2026Harare3US$1,500
16 to 18 Nov 2026Kampala3US$1,500
23 to 25 Nov 2026Dar es Salaam3US$1,500
30 Nov to 2 Dec 2026Pretoria3R13,000
7 to 9 Dec 2026Cape Town3R13,000
21 to 23 Dec 2026Online3US$900

Fees are per delegate. South African venues are priced in rand; other locations and online in US dollars. Fees exclude 15% VAT where applicable. Group bookings of three or more delegates from the same organisation qualify for a reduced rate; contact us for a quotation.

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